| Add to balance / Manage account | User: | Log out |
| Prospect News home > News index > List of issuers Calendar > Headlines for 2009 > News item |
Structured Products Calendar
ABN AMRO BANK NV
• 19.75% Knock-In Reverse Exchangeable Securities due April 9, 2010 linked to DryShips Inc. common stock; 60% trigger; via RBS Securities Inc.; pricing Oct. 6
BANK OF AMERICA CORP.
• 0% Accelerated Return Notes due October 2011 linked to the Dow Jones - UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co. LLC; pricing in October
• 0% Strategic Accelerated Redemption Securities due November 2011 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Bank of America Investment Services, Inc.; pricing in October
• One-year 11% STEP Income Securities linked to Deere & Co. stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in October or November
• Five-year 0% Market Index Target-Term Securities linked to the Dow Jones - UBS Commodity Index Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% currency-linked step up notes linked to the Indian rupee, Indonesian rupiah and Russian ruble; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14-month 0% Accelerated Return Notes linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14-month 0% Accelerated Return Notes linked to the Nasdaq 100 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% market-linked step up notes linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 53-week 0% Bear Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% market-linked step up notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Five-year 0% Market Index Target-Term Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co,, LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Accelerated Return Notes linked to the S&P GSCI - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in October or November
BARCLAYS BANK DELAWARE
• Certificates of deposit due Oct. 27, 2014 linked to the Barclays Capital Trade-Weighted Dollar Diversification Index - USD Excess Return; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing Oct. 23
• Certificates of deposit due Oct. 27, 2014 linked to gold, coupon 0.5% to 1%; via Barclays Capital Inc. as agent, Advisors Asset Management, Inc. as distributor; pricing Oct. 23
Certificates of deposit due Oct. 27, 2014 linked to soymeal, silver, sugar, copper, lead, tin, nickel, zinc, platinum and gasoline RBOB; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 23
BARCLAYS BANK PLC
• Zero-coupon 100% principal-protected notes due Oct. 16, 2012 linked to the Barclays Capital Trade-Weighted Dollar Diversification Index USD Excess Return; via Barclays Capital Inc.; pricing Oct. 8
• 0% notes due Oct. 17, 2014 linked to the Barclays Capital Pure Beta Plus II Total Return index; via Barclays Capital Inc.; pricing Oct. 9
• 0% performance securities due Oct. 22, 2010 linked to equal weights of the Australian dollar, Brazilian real and Canadian dollar, all relative to the U.S. dollar; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Oct. 16
• 0% Buffered Super Track Notes due March 28, 2011 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Oct. 23
• 0% Buffered Super Track Notes due March 28, 2011 linked to the S&P MidCap 400 index; via Barclays Capital Inc.; pricing Oct. 23
• 0% return optimization securities with partial protection due April 29, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Oct. 27
• Medium-term notes due Nov. 21, 2012 linked to the Barclays Capital Corals Total Return index; via Barclays Capital Inc.; pricing Nov. 15
• Zero-coupon capital-protected notes due April 28, 2015 linked to the S&P 500 index; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing in October
CITIGROUP FUNDING INC.
• 0% Stock Market Upturn Notes linked to the Energy Select Sector SPDR fund index; via Citigroup Global Markets Inc.; pricing in October
• 0% Stock Market Upturn Notes linked to the iShares MSCI Brazil index fund index; via Citigroup Global Markets Inc.; pricing in October
• 2% minimum coupon principal-protected notes due 2014 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing in October
• 8%-11% Equity LinKed Securities due 2010 linked to the common stock of Schlumberger Ltd.; 70% trigger; via Citigroup Global Markets, Inc.; pricing in October
• 9%-12% Equity LinKed Securities due 2010 linked to the common stock of Wells Fargo & Co.; 65% trigger; via Citigroup Global Markets, Inc.; pricing in October
• 0% buffer notes due 2011 linked to the Dow Jones Industrial Average index; via Citigroup Global Markets Inc.
• 0% buffer notes due 2012 linked to the Dow Jones - UBS Commodity index; via Citigroup Global Markets Inc.
CREDIT SUISSE, NASSAU BRANCH
• 0% Booster Cert PLUS securities due Oct. 19, 2011 linked to the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 14
• 0% Buffered Accelerated Return Equity Securities due Oct. 19, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 14
• 0% accelerated return currency securities due Oct. 31, 2011 linked the Australian dollar, Brazilian real, Canadian dollar, Chinese yuan, Indian rupee and Russian ruble; via Credit Suisse Securities (USA) LLC; pricing Oct. 23
• Callable yield notes due Nov. 1, 2010 linked to Apple Inc. and Microsoft Corp. stock; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• Zero-coupon 90% principal-protected ProNotes due Oct. 31, 2011 linked to the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% ProNotes due Oct. 30, 2014 linked to the Dow Jones Euro Stoxx 50, FTSE 100 index and Nikkei 225 indexes; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% Accelerated Return Equity Securities due Nov. 1, 2012 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 10%-12.5% callable yield notes due Nov. 1, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 7%-9% callable yield notes due April 30, 2010 linked to the Russell 2000 and S&P 500 indexes; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 8%-10% callable yield notes due Nov. 1, 2010 linked to the Russell 2000 and S&P 500 indexes; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% Accelerated Return Equity Securities due Feb. 1, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% Buffered Accelerated Return Equity Securities due May 2, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 7.5% to 9.5% callable yield notes due April 30, 2010 linked to the S&P 500 index and Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 9% to 11% callable yield notes due Nov. 1, 2010 linked to the S&P 500 index and Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 11% to 13.5% callable yield notes due Nov. 1, 2010 linked to the S&P 500 index, Russell 2000 index and the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• Callable yield notes due Nov. 4, 2010 linked to Apple Inc. and Microsoft Corp. stock; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Accelerated Return Equity Securities due Nov. 3, 2011 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 8%-11% callable yield notes due Nov. 4, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 12.5%-15% callable yield notes due Nov. 4, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Buffered Accelerated Return Equity Securities due May 5, 2011 linked to the Russell 2000 index; via Credit Suisse (USA) LLC; pricing Oct. 30
• 10%-12% callable yield notes due May 4, 2010 linked to the Russell 2000 and S&P 500 indexes; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 7.5%-10% callable yield notes due Nov. 4, 2010 linked to the Russell 2000 and S&P 500 indexes; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Accelerated Return Equity Securities due Dec. 3, 2010 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Accelerated Return Equity Securities due Nov. 5, 2012 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 14.5% to 16.5% callable yield notes due Nov. 4, 2010 linked to the U.S. Oil Fund, LP and SPDR Gold Trust; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
DEUTSCHE BANK AG, LONDON BRANCH
• 0% contingent buffered return enhanced notes due Oct. 17, 2011 linked to the Malaysian ringgit, Singapore dollar, Indonesian rupiah and Korean won; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Oct. 9
• 0% capped Buffered Underlying Securities due Oct. 14, 2011 linked to the S&P 500 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 9
• Equity basket notes due Oct. 31, 2012 linked to the Oil Services Holdrs trust, Market Vectors Gold Miners ETF, SPDR S&P Metals & Mining ETF, iShares Dow Jones U.S. Real Estate index fund, iShares MSCI EAFE index fund, PowerShares QQQ trust, series 1 and iShares Barclays 1-3 Year Treasury Bond fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• Equity basket notes due Oct. 31, 2014 linked to the Oil Services Holdrs trust, Market Vectors Gold Miners ETF, SPDR S&P Metals & Mining ETF, iShares Dow Jones U.S. Real Estate index fund, iShares MSCI EAFE index fund, PowerShares QQQ trust, series 1 and iShares Barclays 1-3 Year Treasury Bond fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• 0% capped Buffered Underlying Securities due April 29, 2011 linked to the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• 0% enhanced participation securities due Nov. 30, 2010 linked to the S&P 500 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• Capped Buffered Underlying Securities due April 29, 2011 linked to the iShares MSCI EAFE index fund with a 70% weight and the iShares MSCI Emerging Markets index fund with a 30% weight; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas
EKSPORTFINANS ASA
• 9%-13% annualized reverse convertible notes due April 15, 2010 linked to the common stock of Bank of New York Mellon Corp.; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Oct. 9
• 9%-13% annualized reverse convertible notes due April 15, 2010 linked to the common stock of Schlumberger Ltd.; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Oct. 9
• 0% enhanced growth securities with leveraged upside and buffered downside due May 5, 2011 linked to the AMEX Gold BUGS index; via Wells Fargo Securities, LLC; pricing in October
• 0% buffered Performance Leveraged Upside Securities due October 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in October
• 14-month 0% Accelerated Return Notes 2010 linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14.5% to 15.5% enhanced yield securities due April 20, 2010 linked to the common stock of Caterpillar Inc.; 75% trigger; via Wells Fargo Securities, LLC
• 14% to 15% enhanced yield securities due April 20, 2010 linked to the common stock of Morgan Stanley; 75% trigger; via Wells Fargo Securities, LLC
• 11% to 12% enhanced yield securities due April 20, 2010 linked to the common stock of Newmont Mining Corp.; 75% trigger; via Wells Fargo Securities, LLC
• 12.5% to 13.5% enhanced yield securities due April 20, 2010 linked to the common stock of Petroleo Brasileiro SA - Petrobras; 80% trigger; via Wells Fargo Securities, LLC
• 12% to 13% enhanced yield securities due April 20, 2010 linked to the common stock of United States Steel Corp.; 65% trigger; via Wells Fargo Securities, LLC
GOLDMAN SACHS GROUP, INC.
• 15-year callable CMS spread notes; via Goldman, Sachs & Co.
• 18- to 21-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 28-month 0% buffered equity index-linked notes linked to the S&P 500 index; 88.5% to 90% trigger; via Goldman, Sachs & Co.
• 24- to 28-month 0% leveraged buffered equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• Six-year 0% basket-linked notes tied to the SPDR Gold Trust and the iShares Silver Trust; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged basket-linked notes tied to equal weights of the S&P GSCI Enhanced Commodity Index Excess Return and the iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.
HARRIS NA
• Principal-protected certificates of deposit due Oct. 30, 2014 linked to the S&P 500 index; via Incapital LLC; pricing Oct. 27
HSBC BANK USA, NA
• 0% sector selector certificates of deposit with minimum return due Oct. 27, 2015 linked to the iShares MSCI Emerging Markets index fund, Market Vectors Gold Miners, Energy Select Sector SPDR fund, Financial Select Sector SPDR fund, Healthcare Select Sector SPDR fund and Semiconductor Holdrs Trust; via HSBC Securities (USA) Inc.; pricing Oct. 22
• Contingent annual income certificates of deposit due Oct. 30, 2015 linked to the stocks of Alcoa Inc., Amazon.com, Inc., Apple Inc., AT&T Inc., Bank of America Corp., Boeing Co., ConocoPhillips, Devon Energy Corp., Entergy Corp., Exelon Corp., Freeport-McMoRan Copper & Gold Inc., General Electric Co., Gilead Sciences, Inc., Hewlett-Packard Co., Home Depot, Inc., Pfizer Inc., Philip Morris International Inc., Procter & Gamble Co., Verizon Communications Inc. and Wells Fargo & Co.; via agent HSBC Securities (USA) Inc. and distributor Morgan Stanley Smith Barney; pricing Oct. 23
• 0% certificates of deposit with minimum return due Oct. 28, 2015 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 23
• 0% barrier multi-coupon opportunity certificates of deposit due Oct. 29, 2012 linked to the Russell 2000 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 23
• 0% barrier multi-coupon opportunity certificates of deposit due Oct. 28, 2014 linked to the Russell 2000 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 23
• 0% absolute return certificates of deposit due Aug. 31, 2011 linked to the S&P 500 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 26
• 0% absolute return certificates of deposit due March 1, 2012 linked to the S&P 500 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 26
• Annual income opportunity series 5 certificates of deposit with minimum annual coupon due Oct. 30, 2014 linked to Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• Annual income opportunity series 5 certificates of deposit with minimum annual coupon due Oct. 30, 2015 linked to Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• Annual income opportunity series 4 certificates of deposit with minimum annual coupon due Oct. 30, 2012 linked to ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group, CSX Corp., Petroleo Brasileiro and SAP AG; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• Annual income opportunity series 4 certificates of deposit with minimum annual coupon due Oct. 30, 2015 linked to ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group, CSX Corp., Petroleo Brasileiro and SAP AG; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• 0% certificates of deposit due May 1, 2014 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
HSBC USA, INC.
• 0% bearish accelerated market participation securities due Nov. 17, 2010 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 15
• 0% uncapped market participation securities due Oct. 29, 2012 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% uncapped market participation securities due Oct. 28, 2013 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due April 28, 2011 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 10.7%-12.6% reverse convertible notes due Nov. 1, 2010 linked to Apple Inc. common stock; 70% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10%-12.9% reverse convertible notes due April 29, 2010 linked to Goldman Sachs Group, Inc. common stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10.2%-11.9% reverse convertible notes due Nov. 1, 2010 linked Intel Corp. stock; 80% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10.7%-13.5% reverse convertible notes due April 29, 2010 linked to JPMorgan Chase & Co. common stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10.3%-13.1% reverse convertible notes due April 29, 2010 linked to T. Rowe Price Group, Inc. common stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 0% barrier optimization securities with partial protection due Jan. 31, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Oct. 27
JPMORGAN CHASE BANK, NA
• Callable leveraged spread certificates of deposit due Oct. 21, 2024 linked to the 10-year and two-year Constant Maturity Swap rates; via J.P. Morgan Securities Inc.; settlement Oct. 21
• 0% equity-linked certificates of deposit due Oct. 28, 2015 linked to the Dow Jones Industrial Average; via agent J.P. Morgan Securities Inc. and distributor Morgan Stanley; pricing Oct. 23
• Contingent coupon certificates of deposit due Oct. 30, 2014 linked to a basket of 10 equally weighted stocks, including Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV, Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
• Contingent coupon certificates of deposit due Oct. 30, 2015 linked to a basket of 10 equally weighted stocks, including Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV, Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
• 0% certificates of deposit due Oct. 30, 2015 linked to the JPMorgan Efficiente (USD) index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
• 0% market-linked deposits due 2014 linked to the S&P GSCI Agriculture Index Excess Return; via J.P. Morgan Securities Inc. and distributor InCapital
JPMORGAN CHASE & CO.
• 13% reverse convertible notes due Oct. 15, 2010 linked to Bank of America Corp. stock; 60% trigger; via JPMorgan; pricing Oct. 9
• 12% reverse convertible notes due Oct. 15, 2010 linked to Caterpillar Inc. stock; 75% trigger; via JPMorgan; pricing Oct. 9
• 12.5% reverse convertible notes due April 14, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 70% trigger; via JPMorgan; pricing Oct. 9
• 10% reverse convertible notes due Oct. 15, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 70% trigger; via JPMorgan; pricing Oct. 9
• 11% reverse convertible notes due April 14, 2010 linked to United States Steel Corp. stock; 60% trigger; via JPMorgan; pricing Oct. 9
• 8% - 10.25% yield optimization notes with contingent protection due Oct. 20, 2011 linked to the Bank of New York Mellon Corp. common stock; via Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Oct. 16
• 8%-10.25% yield optimization notes with contingent protection due Oct. 20, 2011 linked to Chesapeake Energy Corp. common stock; 60% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Oct. 16
• 0% buffered return enhanced notes due Feb. 1, 2011 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered return enhanced notes due May 2, 2011 linked to the S&P 500 index with 15%-18% cap; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered return enhanced notes due May 2, 2011 linked to the S&P 500 index with 18%-21% cap; via J.P. Morgan Securities Inc.; pricing Oct. 27
MORGAN STANLEY
• 0% Bear Market Performance Leveraged Upside Securities due April 19, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing Oct. 9
• Range accrual notes linked to Constant Maturity Swap rates and the S&P 500 due Oct. 9, 2024; via Morgan Stanley & Co. Inc.; settlement on Oct. 9
• Zero-coupon capital-protected notes due April 30, 2013 linked to Australian dollar, British pound, Canadian dollar, euro, Japanese yen, Swiss franc, Brazilian real, Chinese renminbi and Indian rupee; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• Capital-protected currency-linked notes due Jan. 31, 2013 linked to equal weights of the Brazilian real, Chinese renminbi, Hungarian forint, Indian rupee, Mexican peso and Turkish lira; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% Performance Leveraged Upside Securities due April 29, 2011 linked to the Dow Jones - UBS Commodity index; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% buffered Performance Leveraged Upside Securities due Oct. 27, 2011 linked to the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% jump securities due April 27, 2011 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% Global Recovery Performance Leveraged Upside Securities due April 29, 2011 linked to the iShares Russell 2000 index fund, iShares MSCI Emerging Markets index fund, iBoxx USD Liquid High Yield index, iBoxx USD Liquid Investment Grade index, Vanguard REIT exchange-traded fund and PowerShares DB Commodity Index Tracking Fund; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% Performance Leveraged Upside Securities due Nov. 26, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% buffered Performance Leveraged Upside Securities due Oct. 27, 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• Callable CMS curve and S&P 500 index-linked notes due Oct. 19, 2029; via Morgan Stanley & Co. Inc.; pricing in October
• Floating-rate six-month Libor range accrual notes due Oct. 20, 2024; via Morgan Stanley & Co. Inc.; pricing in October
• 0% jump securities due Oct. 9, 2012 linked to the Nasdaq 100 and Russell 2000 indexes; via Morgan Stanley & Co. Inc.; pricing in October
• 0% buffered Performance Leveraged Upside Securities due Oct. 9, 2013 linked to the S&P GSCI Gold Index - Excess Return; via Morgan Stanley & Co. Inc.; pricing in October
ROYAL BANK OF CANADA
• Redeemable range accrual notes due Oct. 16, 2014 linked to Libor; via RBC Capital Markets Corp.; pricing Oct. 13
• 0% buffered bullish digital notes due Oct. 20, 2011 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Oct. 15
• 14-month 0% Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner and Smith Inc., First Republic Securities Co., LLC and Banc of America Securities LLC; pricing in October or November
SUNTRUST BANK
• 0% certificates of deposit due Oct. 20, 2014 linked to the Dow Jones Industrial Average; via distributor Incapital LLC; pricing Oct. 22
• 0% certificates of deposit due Oct. 28, 2014 linked to the S&P 500 index; via distributor Incapital LLC; pricing Oct. 22
• 0% index-linked certificates of deposit due Sept. 30, 2014 linked to the Dow Jones Industrial Average; settlement Oct. 28
• 0% certificates of deposit due Sept. 30, 2014 linked to the price of gold; via distributor Advisors Asset Management, Inc.; settlement on Oct. 28
UBS AG
• 100% principal protection callable CMS spread steepener notes due Oct. 15, 2024; via UBS Investment Bank; pricing Oct. 7
• 26.65% reverse convertible notes due Jan. 14, 2010 linked to DryShips Inc. stock; 65% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 9
• 20% reverse convertible notes due April 14, 2010 linked to Citigroup Inc. stock; 65% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 9
• 11.15% reverse convertible notes due Jan. 14, 2010 linked to First Solar, Inc. stock; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 9
• 13.25% reverse convertible notes due April 14, 2010 linked to General Electric Co. common stock; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 9
• 26.65% reverse convertible notes due April 14, 2010 linked to Las Vegas Sands Corp. common stock; 60% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 9
• 0% step performance securities due Oct. 20, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 15
• 9% to 11.5% annualized yield optimization notes with contingent protection due April 21, 2010 linked to the common stock of Amazon.com, Inc.; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 16
• 9% to 11% annualized yield optimization notes with contingent protection due April 21, 2010 linked to the common stock of Transocean Ltd.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 16
• 0% autocallable optimization securities with contingent protection due Nov. 2, 2010 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 0% performance securities with contingent protection due Oct. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 0% exchange-traded access securities due Oct. 31, 2039 linked to the Dow Jones - UBS Commodity Index Total Return; via UBS Investment Bank; pricing Oct. 28
WELLS FARGO & CO.
• Contingent annual interest certificates of deposit due Oct. 30, 2015 linked to equal weights of WTI crude oil, natural gas, corn, soybeans, S&P GSCI Wheat Index Excess Return, S&P GSCI Livestock Index Excess Return, grade A copper, gold, silver and platinum; via distributor Morgan Stanley Smith Barney; pricing Oct. 23
• 0% notes due 2012 linked to the S&P 500 index; via Wells Fargo Securities, LLC
• 0% enhanced participation securities with partial principal protection due April 2013 linked to the S&P 500 index; via Wells Fargo Securities, LLC
• 0% enhanced participation securities with partial principal protection due October 2014 linked the S&P 500 index, iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities LLC
• 0% senior unsecured debt securities due in October 2014 linked to the S&P 500 index and the Rogers International Commodity Index - Excess Return; via Wells Fargo Securities, LLC
© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere.
For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.