| 12/4/2025 | SP | New Issue: CIBC prices $6.5 million contingent coupon autocallables linked to indexes, Dow ETF
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| 12/1/2025 | SP | New Issue: BofA sells $4.95 million autocallable contingent coupon barrier notes on two ETFs
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| 9/23/2025 | SP | New Issue: BMO prices $1.95 million autocallable barrier notes with memory coupons on three ETFs
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| 8/13/2025 | SP | New Issue: BMO sells $5.03 million autocallable barrier notes with contingent coupons on ETFs
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| 7/30/2025 | SP | New Issue: BofA sells $3.35 million autocallable contingent coupon barrier notes on two ETFs
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| 7/25/2025 | SP | New Issue: BMO sells $3.46 million autocallable barrier notes with contingent coupons on ETFs
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| 5/27/2025 | SP | New Issue: BMO prices $1.5 million market-linked notes linked to ETF basket
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| 4/23/2025 | SP | Market Commentary: CIBC’s $2.41 million buffered notes on S&P, Dow ETF offer uncapped leverage on three-year term
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| 3/3/2025 | SP | New Issue: BMO sells $1.77 million callable barrier notes with memory coupons on ETFs
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| 2/27/2025 | SP | New Issue: BofA Finance sells $3.65 million enhanced return notes on ETFs
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| 2/10/2025 | SP | New Issue: BofA prices $12.5 million 10% contingent income issuer callable yield notes on ETFs
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| 1/3/2025 | SP | New Issue: BofA sells $3.75 million autocallable contingent coupon barrier notes on SPDR Dow, SPDR S&P
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| 12/18/2024 | SP | New Issue: BofA prices $3 million contingent coupon autocallables linked to Dow, S&P ETFs
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| 11/13/2024 | SP | New Issue: BofA sells $3.25 million autocallable contingent coupon barrier notes with memory on ETFs
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| 11/7/2024 | SP | New Issue: Scotia prices $4.31 million barrier return enhanced notes on ETF
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| 6/3/2024 | SP | New Issue: UBS prices $16.77 million trigger autocallable contingent yield notes on two ETFs
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| 10/30/2023 | SP | New Issue: BofA prices $1.69 million 10.25% contingent income callable yield notes on ETFs
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| 9/21/2023 | SP | New Issue: BofA prices $1.76 million 9.1% contingent income callable yield notes on ETFs
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| 8/9/2023 | SP | New Issue: CIBC sells $1 million leveraged participation notes with principal return on SPDR ETF
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| 7/24/2023 | SP | New Issue: CIBC sells $9.18 million issuer callable contingent coupon barrier notes on indexes, ETF
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| 3/25/2022 | SP | New Issue: BofA prices $8.55 million of trigger autocallable contingent yield notes on two ETFs
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| 3/23/2022 | SP | New Issue: BofA prices $6.06 million of trigger autocallable contingent yield notes on Russell, Dow ETFs
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| 3/23/2022 | SP | New Issue: BofA prices $15.54 million of trigger autocallable contingent yield notes on Russell, Dow ETFs
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| 7/27/2021 | SP | New Issue: CIBC prices $2.1 million leveraged buffered notes on indexes, ETF
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| 6/22/2021 | SP | New Issue: TD prices $3.57 million autocallable contingent interest barrier notes on four ETFs
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| 5/9/2021 | SP | New Issue: TD prices $3.86 million callable contingent interest barrier notes on three ETFs
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| 4/16/2021 | SP | New Issue: RBC sells $1.11 million callable contingent coupon barrier notes on Russell, S&P, Dow ETF
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| 2/23/2021 | SP | New Issue: TD prices $1.52 million autocallable contingent interest barrier notes on ETFs
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| 2/9/2021 | SP | New Issue: CIBC sells $5.25 million contingent coupon autocallable notes on indexes, ETF
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| 1/27/2021 | SP | New Issue: BofA prices $10.99 million contingent income autocallable yield notes on ETFs
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| 12/1/2020 | SP | New Issue: BMO sells $16.14 million contingent coupon autocallable reverse convertibles on ETFs
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| 11/15/2020 | SP | New Issue: BMO sells $7.29 million autocallable barrier notes with contingent coupon on indexes, ETF
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| 10/28/2020 | SP | New Issue: TD prices $400,000 autocallable contingent interest barrier notes on Dow, Russell, S&P
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| 10/21/2020 | SP | New Issue: CIBC sells $1.3 million contingent coupon autocallable notes on indexes, ETF
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| 10/13/2020 | SP | New Issue: TD Bank sells $2.44 million contingent interest barrier autocalls on ETFs
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| 10/12/2020 | SP | New Issue: CIBC sells $6.87 million contingent coupon autocallable notes on indexes, ETF
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| 10/12/2020 | SP | New Issue: CIBC sells $187,000 contingent coupon autocallable notes on indexes, ETF
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| 10/2/2020 | SP | New Issue: CIBC sells $1.65 million contingent coupon autocallable notes on indexes, ETF
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| 10/2/2020 | SP | New Issue: CIBC sells $650,000 contingent coupon autocallable notes on indexes, ETF
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| 9/28/2020 | SP | New Issue: CIBC sells $12.62 million contingent coupon autocallable notes on indexes, ETF
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| 9/21/2020 | SP | New Issue: Citigroup prices $1.67 million contingent coupon autocallables on three ETFs
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| 9/21/2020 | SP | New Issue: TD Bank sells $2.85 million contingent interest barrier autocalls on four ETFs
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| 9/12/2020 | SP | New Issue: TD sells $1.15 million contingent interest autocallables on Dow, Russell, S&P ETFs
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| 8/19/2020 | SP | New Issue: Citi sells $3.01 million callable contingent coupon notes on ETFs
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| 8/7/2020 | SP | New Issue: BMO sells $2.57 million autocallable barrier notes with contingent coupon on index, ETF
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| 7/29/2020 | SP | New Issue: UBS prices $227,000 return optimization securities linked to SPDR Dow
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| 7/17/2020 | SP | New Issue: BMO sells $1.66 million autocallable barrier notes with contingent coupon on index, ETF
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| 7/17/2020 | SP | New Issue: BMO sells $655,000 autocallable barrier notes with contingent coupon on index, ETF
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| 7/8/2020 | SP | New Issue: BMO sells $2.65 million autocallable barrier notes with contingent coupon on index, ETF
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| 7/8/2020 | SP | New Issue: BMO sells $1.65 million autocallable barrier notes with contingent coupon on index, ETF
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| 7/8/2020 | SP | New Issue: BMO sells $3.11 million autocallable barrier notes with contingent coupon on index, ETF
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| 7/1/2020 | SP | New Issue: TD Bank sells $5.18 million contingent interest barrier autocalls on three ETFs
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| 6/26/2020 | SP | New Issue: UBS prices $560,000 trigger phoenix autocallables linked to SPDR Dow
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| 6/26/2020 | SP | New Issue: UBS prices $2 million trigger phoenix autocallables linked to SPDR Dow
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| 6/26/2020 | SP | New Issue: UBS prices $875,000 trigger phoenix autocallables linked to SPDR Dow
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| 6/26/2020 | SP | New Issue: UBS prices $181,000 trigger phoenix autocallables linked to SPDR Dow
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| 6/25/2020 | SP | New Issue: BMO sells $830,000 autocallable barrier notes with contingent coupon on index, ETF
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| 6/24/2020 | SP | New Issue: UBS prices $385,000 trigger phoenix autocallables linked to SPDR Dow
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| 6/24/2020 | SP | New Issue: UBS prices $1.17 million trigger phoenix autocallable optimization securities linked to SPDR Dow
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| 6/22/2020 | SP | New Issue: UBS sells $500,000 trigger performance securities on SPDR Dow Jones ETF
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| 6/18/2020 | SP | New Issue: BMO prices $4.21 million 10% cash-settled autocalls tied to Dow ETF, Russell
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| 6/17/2020 | SP | New Issue: BMO prices $1.7 million 8% cash-settled autocalls tied to Dow ETF, Russell
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| 6/17/2020 | SP | New Issue: BMO prices $1.8 million contingent digital return barrier notes on index, ETF
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| 6/11/2020 | SP | New Issue: UBS prices $417,000 return optimization securities linked to SPDR Dow
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| 6/9/2020 | SP | New Issue: BMO prices $22,000 barrier enhanced return notes linked to S&P, Dow ETF
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| 5/21/2020 | SP | New Issue: UBS prices $555,000 trigger phoenix autocallables linked to SPDR Dow
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| 5/19/2020 | SP | BMO plans autocallable cash-settled notes on index, ETF
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| 5/18/2020 | SP | BMO plans contingent 9.8% cash-settled autocalls tied to index, ETF
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| 5/12/2020 | SP | New Issue: BMO sells $555,000 autocallable cash-settled notes on index, ETF
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| 5/12/2020 | SP | New Issue: BMO sells $370,000 autocallable cash-settled notes on index, ETF
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| 5/12/2020 | SP | New Issue: UBS sells $223,000 trigger performance securities on SPDR Dow Jones ETF
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| 5/6/2020 | SP | New Issue: UBS prices $465,000 trigger phoenix autocallables linked to SPDR Dow
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| 5/6/2020 | SP | New Issue: UBS prices $1.43 million trigger phoenix autocallable optimization securities linked to SPDR Dow
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| 5/5/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/28/2020 | SP | New Issue: UBS prices $830,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/28/2020 | SP | New Issue: UBS prices $755,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/28/2020 | SP | New Issue: UBS prices $240,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/28/2020 | SP | New Issue: UBS sells $119,500 trigger performance securities on SPDR Dow Jones ETF
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| 4/24/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/23/2020 | SP | Market Commentary: Citi’s barrier notes with upside reset on Dow ETF set novel way to enhance upside potential
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| 4/23/2020 | SP | New Issue: UBS prices $340,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/23/2020 | SP | New Issue: UBS prices $645,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/21/2020 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/21/2020 | SP | New Issue: UBS prices $390,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/21/2020 | SP | New Issue: UBS prices $700,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/8/2020 | SP | New Issue: UBS prices $325,000 trigger phoenix autocallables linked to SPDR Dow
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| 4/3/2020 | SP | New Issue: UBS prices $1 million trigger phoenix autocallables linked to SPDR Dow
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| 3/13/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to SPDR Dow
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| 3/13/2020 | SP | New Issue: UBS prices $2 million trigger phoenix autocallables linked to SPDR Dow
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| 3/12/2020 | SP | New Issue: Morgan Stanley sells $5.69 million contingent income autocalls on indexes, ETF
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| 3/9/2020 | SP | New Issue: BMO sells $555,000 autocallable cash-settled notes on indexes, ETF
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| 2/28/2020 | SP | New Issue: Morgan Stanley sells $10.18 million contingent income autocalls on indexes, ETF
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| 12/3/2019 | SP | New Issue: Barclays sells $1.76 million phoenix autocallables tied to SPDR Dow, Russell, Nasdaq
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| 11/18/2019 | SP | New Issue: Credit Suisse prices $911,000 6.55% trigger callable yield notes linked to two funds
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| 11/15/2019 | SP | New Issue: Credit Suisse prices $1.06 million 8.35% trigger callable yield notes linked to two funds
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| 10/31/2019 | SP | New Issue: Barclays sells $5.27 million phoenix autocallables tied to Dow ETF, Russell, Nasdaq
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| 10/3/2019 | SP | New Issue: RBC sells $5.17 million contingent coupon barrier autocalls on indexes, ETFs
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| 8/27/2019 | SP | New Issue: UBS sells $600,000 trigger performance securities on SPDR Dow ETF
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| 8/6/2019 | SP | New Issue: UBS prices $250,000 buffered return optimization securities linked to SPDR Dow
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| 8/6/2019 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to SPDR Dow
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| 8/6/2019 | SP | New Issue: UBS prices $1.05 million trigger phoenix autocallable optimization securities linked to SPDR Dow ETF
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| 6/3/2019 | SP | New Issue: UBS sells $100,000 trigger performance notes linked to Dow Jones ETF
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| 6/3/2019 | SP | New Issue: UBS sells $241,000 trigger performance notes linked to Dow Jones ETF
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| 5/29/2019 | SP | New Issue: UBS sells $114,000 trigger performance notes linked to Dow Jones ETF
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| 5/29/2019 | SP | New Issue: UBS sells $200,000 trigger performance notes linked to Dow Jones ETF
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| 5/29/2019 | SP | New Issue: UBS sells $150,000 trigger performance notes linked to Dow Jones ETF
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| 5/29/2019 | SP | New Issue: UBS sells $600,000 trigger performance notes linked to Dow Jones ETF
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| 5/24/2019 | SP | New Issue: BMO sells $1.51 million autocallable cash-settled notes on index, ETF
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| 5/20/2019 | SP | New Issue: RBC sells $6.10 million contingent yield trigger autocallable on ETFs
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| 5/16/2019 | SP | New Issue: UBS sells $155,000 trigger performance securities on SPDR Dow ETF
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| 5/16/2019 | SP | New Issue: UBS sells $220,000 trigger performance notes linked to Dow Jones ETF
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| 5/9/2019 | SP | New Issue: UBS sells $982,000 trigger performance securities on SPDR Dow ETF
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| 5/8/2019 | SP | New Issue: UBS prices $100,000 trigger performance notes linked to Dow Jones ETF
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| 4/25/2019 | SP | New Issue: UBS sells $200,000 trigger performance securities on SPDR Dow ETF
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| 4/25/2019 | SP | New Issue: UBS sells $1.01 million trigger performance securities on SPDR Dow ETF
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| 4/8/2019 | SP | Barclays to price phoenix autocallable notes tied to indexes, ETF
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| 4/3/2019 | SP | Barclays to price phoenix autocallable notes tied to indexes, ETF
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| 1/11/2019 | SP | New Issue: Barclays prices $500,000 9.9% phoenix autocallables on indexes, fund
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| 1/10/2019 | SP | New Issue: Barclays prices $5.96 million 10.12% phoenix autocalls on indexes, fund
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| 12/18/2018 | SP | New Issue: Barclays prices $8.23 million 13.5% phoenix autocalls on indexes, fund
|
| 10/10/2018 | SP | New Issue: BofA sells $5 million contingent income autocallables tied to Nasdaq, Russell indexes, Dow ETF
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| 6/25/2018 | SP | New Issue: UBS prices $200,000 buffered return optimization securities linked to SPDR Dow
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| 3/2/2018 | SP | New Issue: UBS prices $300,000 buffered return optimization securities linked to SPDR Dow
|
| 4/22/2016 | SP | New Issue: UBS prices $380,000 buffered return optimization notes on SPDR Dow ETF
|
| 2/19/2016 | SP | New Issue: UBS prices $516,500 buffered return optimization securities linked to SPDR Dow
|
| 3/4/2015 | SP | Bank of Montreal plans contingent risk notes linked to SPDR Dow
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| 7/3/2014 | SP | Market Commentary: Bank of Montreal’s absolute return notes tied to Euro Stoxx ETF show fair payout, lengthy term
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