| 6/5/2014 | SP | New Issue: UBS prices $7.42 million PLUS tied to basket of emerging market ETFs
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| 3/5/2014 | SP | New Issue: UBS prices $1.96 million PLUS linked to ETF basket
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| 2/3/2014 | SP | UBS plans PLUS due 2015 with 16% cap linked to Euro Stoxx 50
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| 7/8/2013 | SP | Bank of Montreal plans buffered bullish notes on iShares FTSE China 25
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| 6/11/2013 | SP | Barclays plans 7%-8% autocallable notes on Russell, iShares FTSE China
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| 6/5/2013 | SP | Bank of Montreal plans buffered bullish notes on iShares FTSE China 25
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| 5/24/2013 | SP | New Issue: Barclays prices $326,000 7% autocallable yield notes linked to Brazil, China funds
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| 5/8/2013 | SP | Barclays plans 6.5%-7.5% autocallable yield notes tied to two ETFs
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| 5/1/2013 | SP | Bank of Montreal plans buffered bullish notes on iShares FTSE China 25
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| 4/30/2013 | SP | Bank of Montreal plans digital return notes on iShares FTSE China 25
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| 4/29/2013 | SP | New Issue: Bank of Montreal prices $200,000 buffered bullish enhanced notes on iShares FTSE China
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| 4/5/2013 | SP | Market Commentary: Bank of Montreal's digital notes linked to fund offer too little return given risk, volatility
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| 3/28/2013 | SP | Bank of Montreal plans buffered bullish digital notes tied to fund
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| 3/27/2013 | SP | New Issue: Bank of Montreal prices $750,000 buffered bullish enhanced notes on iShares FTSE China 25
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| 3/22/2013 | SP | New Issue: Barclays prices $203,000 7% autocallable yield notes linked to Brazil, China funds
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| 2/28/2013 | SP | Bank of Montreal plans buffered bullish enhanced notes on iShares FTSE China 25 index fund
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| 2/1/2013 | SP | New Issue: Morgan Stanley prices $8.3 million dual directional trigger PLUS linked to China ETF
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| 2/1/2013 | SP | New Issue: Morgan Stanley sells $5.2 million enhanced trigger jump notes on basket
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| 2/1/2013 | SP | New Issue: UBS prices $8.32 million jump securities linked to iShares FTSE China 25
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| 2/1/2013 | SP | New issue: Morgan Stanley prices $4.69 million enhanced buffered jump notes tied to funds, indexes
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| 1/31/2013 | SP | New Issue: UBS prices $2.51 million trigger autocallable securities linked to iShares FTSE China
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| 1/24/2013 | SP | UBS to price trigger autocallables linked to iShares FTSE China 25
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| 1/23/2013 | SP | New Issue: UBS prices $4.9 million trigger autocallable securities linked to iShares FTSE China
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| 1/10/2013 | SP | UBS to price trigger autocallables linked to iShares FTSE China 25
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| 1/8/2013 | SP | Morgan Stanley plans dual direction trigger PLUS on iShares FTSE China
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| 1/8/2013 | SP | Morgan Stanley cuts cap on dual directional trigger PLUS linked to iShares FTSE China
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| 1/4/2013 | SP | UBS lifts digital return for jump notes tied to iShares FTSE China 25
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| 1/2/2013 | SP | New Issue: Morgan Stanley prices $7.61 million buffered PLUS linked to iShares FTSE China 25
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| 1/2/2013 | SP | UBS plans six-month jump securities linked to iShares FTSE China 25
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| 12/28/2012 | SP | New Issue: HSBC prices $4.35 million trigger autocallable notes tied to iShares FTSE China 25
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| 12/21/2012 | SP | New Issue: HSBC prices $2.9 million buffered AMPS tied to iShares FTSE China 25
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| 12/21/2012 | SP | New Issue: Barclays prices $210,000 autocallable yield notes on Russell, iShares FTSE China
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| 12/18/2012 | SP | HSBC plans trigger autocallable notes tied to iShares FTSE China
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| 12/18/2012 | SP | Morgan Stanley to price buffered PLUS linked to iShares FTSE China 25
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| 12/17/2012 | SP | New Issue: UBS prices $3.04 million trigger autocallable securities linked to iShares FTSE China
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| 12/14/2012 | SP | Market Commentary: Barclays' 8.35%-9% autocallable yield notes tied to Russell 2000, fund show more risks
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| 12/7/2012 | SP | Barclays plans 8.35%-9% autocallable yield notes on Russell 2000, fund
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| 12/5/2012 | SP | UBS plans trigger autocallable securities linked to iShares FTSE China
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| 12/4/2012 | SP | HSBC plans 18-month buffered AMPS linked to iShares FTSE China 25
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| 11/28/2012 | SP | New Issue: HSBC prices $117,000 buffered AMPS tied to iShares FTSE China 25
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| 11/28/2012 | SP | New Issue: HSBC prices $259,000 buffered AMPS tied to iShares FTSE China 25
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| 11/20/2012 | SP | New Issue: Morgan Stanley prices $2.95 million trigger jump notes linked to basket
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| 11/20/2012 | SP | New Issue: Morgan Stanley prices $1.9 million trigger jump notes linked to basket
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| 11/15/2012 | SP | Morgan Stanley plans four-year trigger jump notes on indexes, funds
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| 11/14/2012 | SP | Morgan Stanley plans four-year trigger jump notes on indexes, funds
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| 11/8/2012 | SP | New Issue: Citigroup prices $3.22 million enhanced trigger jump notes on iShares FTSE China 25
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| 10/2/2012 | SP | New Issue: Morgan Stanley prices $1.55 million trigger jump notes linked to iShares FTSE China 25
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| 9/28/2012 | SP | Citi plans enhanced trigger jump notes linked to iShares FTSE China 25
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| 9/27/2012 | SP | Morgan Stanley plans trigger jump notes linked to FTSE China 25 fund
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| 7/31/2012 | SP | New Issue: UBS prices $1.5 million airbag performance notes linked to iShares FTSE China 25
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| 2/14/2012 | SP | New Issue: Morgan Stanley prices $2.53 million jump securities on iShares FTSE China 25 fund
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| 2/2/2012 | SP | Morgan Stanley plans two-year jump notes tied to iShares FTSE China 25
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| 11/17/2011 | SP | New Issue: Citigroup prices $436,100 buffered return optimization notes tied to iShares FTSE China
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| 11/7/2011 | SP | Citigroup plans buffered return optimization notes on FTSE China fund
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| 8/30/2011 | SP | New Issue: Morgan Stanley prices $5.15 million PLUS tied to iShares FTSE China 25, three metals
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| 8/24/2011 | SP | Morgan Stanley plans PLUS tied to iShares FTSE China 25, three metals
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| 7/25/2011 | SP | New Issue: Citigroup prices $1.48 million buffer notes on exchange-traded funds
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| 7/19/2011 | SP | Citigroup plans buffer notes tied to basket of exchange-traded funds
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| 7/15/2011 | SP | New Issue: Morgan Stanley prices $711,000 PLUS linked to iShares FTSE China 25 ETF
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| 6/23/2011 | SP | New Issue: Morgan Stanley prices $5.63 million trigger notes linked to iShares FTSE China 25
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| 6/14/2011 | SP | Morgan Stanley plans trigger notes linked to iShares FTSE China 25
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| 6/2/2011 | SP | Bank of Montreal plans bullish enhanced notes on iShares FTSE China 25
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| 5/16/2011 | SP | Bank of Montreal to price bullish enhanced return notes linked to iShares FTSE China 25 fund
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| 5/11/2011 | SP | New Issue: Goldman prices $9.74 million accelerated maturity notes tied to China ETF for Svensk
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| 5/9/2011 | SP | Goldman Sachs to price accelerated maturity buffered notes linked to iShares FTSE China for Svensk
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