| 7/6/2011 | SP | Harris plans CDs inversely linked to Barclays Treasury 7-10 Year index
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| 6/6/2011 | SP | Harris plans six-year bearish CDs linked to Barclays 7-10Y Treasury
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| 5/4/2011 | SP | Harris plans six-year CDs inversely tied to Barclays 7-10Y Treasury
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| 4/4/2011 | SP | Harris plans six-year bearish CDs linked to Barclays 7-10Y Treasury
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| 3/2/2011 | SP | Harris plans six-year CDs inversely tied to Barclays 7-10Y Treasury
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| 3/2/2011 | SP | Harris plans to price 15-year callable Libor range accrual CDs
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| 2/14/2011 | SP | Harris plans range accrual CDs linked to six-month Libor, S&P 500
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| 2/3/2011 | SP | Harris plans stepped rate range accrual CDs linked to six-month Libor
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| 2/2/2011 | SP | Harris plans six-year CDs inversely tied to Barclays 7-10Y Treasury
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| 1/10/2011 | SP | Harris plans six-year CDs inversely tied to Barclays 7-10Y Treasury
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| 1/10/2011 | SP | Harris to price 15-year CDs linked to six-month Libor BBA via BMO
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| 1/6/2011 | SP | Harris plans annual digital yield generator CDs tied to 10 stocks
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| 1/6/2011 | SP | Harris plans semiannual digital yield generator CDs tied to 10 stocks
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| 1/6/2011 | SP | Harris plans seven-year digital yield generator CDs tied to 10 stocks
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| 1/6/2011 | SP | Harris plans six-year digital yield generator CDs tied to 10 stocks
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| 12/14/2010 | SP | Market Commentary: Harris' CDs inversely tied to Barclays Treasury index: long duration of short bet seen as risk
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| 12/13/2010 | SP | Harris plans to price callable range accrual CDs on six-month Libor
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| 12/2/2010 | SP | Harris to price seven-year digital yield generator CDs on 10 stocks
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| 12/2/2010 | SP | Harris plans semiannual digital yield generator CDs tied to 10 stocks
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| 12/2/2010 | SP | Harris plans six-year CDs inversely tied to Barclays 7-10Y Treasury
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| 12/2/2010 | SP | Harris plans six-year semiannual digital yield generator CDs on stocks
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| 12/2/2010 | SP | Harris to price five-year digital yield generator CDs on 10 stocks
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| 11/18/2010 | SP | Harris plans $10 million callable range accrual CDs on six-month Libor
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| 11/10/2010 | SP | Harris to sell semiannual digital yield generator CDs on 10 stocks
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| 11/10/2010 | SP | Harris plans semiannual digital yield generator CDs tied to 10 stocks
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| 11/10/2010 | SP | Harris plans six-year CDs inversely tied to Barclays 7-10Y Treasury
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| 11/10/2010 | SP | Harris to price capped participating yield generator CDs on 10 stocks
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| 11/10/2010 | SP | Harris to sell annual digital yield generator CDs linked to 10 stocks
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| 10/6/2010 | SP | Market Commentary: JPMorgan prices two double short Treasury ETNs amid mounting bearish views on Treasuries
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| 10/6/2010 | SP | Harris plans semiannual digital yield generator CDs tied to 10 stocks
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| 10/6/2010 | SP | Harris plans to price digital yield generator CDs tied to 10 stocks
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| 10/6/2010 | SP | Harris to price 15-year callable contingent semiannual digital payout CDs tied to S&P 500
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| 10/6/2010 | SP | Harris to price six-year digital yield generator CDs tied to 10 stocks
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| 9/8/2010 | SP | Harris plans protected CDs inversely tied to Barclays 7-10Y Treasury
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| 9/8/2010 | SP | Harris to price digital contingent annual income CDs tied to 10 stocks
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| 9/8/2010 | SP | Harris plans digital contingent annual income CDs linked to ADR basket
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| 9/2/2010 | SP | Harris to price 15-year callable contingent semiannual digital payout CDs tied to S&P 500
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| 8/9/2010 | SP | Harris plans digital contingent annual payout CDs tied to stock basket
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| 8/9/2010 | SP | Harris to price digital contingent annual payout CDs tied to 10 stocks
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| 8/4/2010 | SP | Market Commentary: Harris CDs on Dow Jones Select Dividend ETF offer high call premium, straightforward structure
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| 8/3/2010 | SP | Harris plans protected CDs inversely tied to Barclays 7-10Y Treasury
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| 8/3/2010 | SP | Harris to price contingent semiannual payout CDs linked to 10 stocks
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| 8/3/2010 | SP | Harris to price six-year principal-protected CDs tied to iShares Dow Jones Select Dividend ETF
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| 7/20/2010 | SP | Harris to price contingent annual payout CDs linked to 10 stocks
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| 7/1/2010 | SP | Harris to price six-year principal-protected CDs tied to iShares Dow Jones Select Dividend ETF
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| 7/1/2010 | SP | Harris plans five-year principal-protected CDs inversely tied to Barclays 7-10Y Treasury index
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| 7/1/2010 | SP | Harris to price contingent semiannual payout CDs linked to 10 stocks
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| 6/7/2010 | SP | Harris to price contingent semiannual payout CDs linked to 10 stocks
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| 6/3/2010 | SP | Harris plans contingent annual income range CDs linked to 10 stocks
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| 5/10/2010 | SP | Harris plans to price contingent annual payout CDs linked to 10 stocks
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| 5/6/2010 | SP | Harris to price CDs linked to Dow Jones - UBS Commodity subindexes
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| 5/5/2010 | SP | Harris to price contingent semiannual payout CDs linked to 10 stocks
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| 5/4/2010 | SP | Harris to sell callable protected five-year CDs on S&P 500 index
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| 4/8/2010 | SP | Harris to price CDs linked to Dow Jones - UBS Commodity subindexes
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| 4/5/2010 | SP | Harris to price callable principal-protected CDs linked to S&P 500
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| 3/4/2010 | SP | Harris to sell callable protected five-year CDs on S&P 500 index
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| 2/3/2010 | SP | Harris plans five-year principal-protected CDs tied to S&P 500 index
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| 2/2/2010 | SP | Harris plans callable protected five-year CDs on S&P 500 index
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| 1/5/2010 | SP | Harris to price principal-protected callable CDs linked to S&P 500
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| 1/5/2010 | SP | Harris plans to price principal-protected CDs linked to S&P 500 index
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| 12/9/2009 | SP | Harris plans to price principal-protected CDs linked to S&P 500 index
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| 12/3/2009 | SP | Harris to price annual income range CDs tied to basket of 15 stocks
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| 12/2/2009 | SP | Harris plans to sell protected five-year CDs linked to S&P 500 index
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| 10/2/2009 | SP | Harris to price principal-protected CDs linked to S&P 500 index
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| 9/2/2009 | SP | Market Commentary: Harris to offer year-over-year structured CDs; seen as cost-efficient structure for issuers
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| 9/1/2009 | SP | Harris plans annual income range CDs tied to basket of 10 stocks
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| 9/1/2009 | SP | Harris plans annual income range CDs tied to basket of 10 stocks
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| 8/31/2009 | SP | Harris plans to price principal-protected CDs linked to S&P 500 index
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| 8/31/2009 | SP | Harris to price three-year principal-protected CDs linked to S&P 500
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| 8/7/2009 | SP | Harris plans to price annual income range CDs linked to stock basket
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| 7/31/2009 | SP | Harris plans annual income range CDs tied to basket of 10 stocks
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| 7/31/2009 | SP | Harris plans to price principal-protected CDs linked to S&P 500 index
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| 7/8/2009 | SP | Market Commentary: Structured income CDs appeal to yield-seekers, but tough fit for portfolios, adviser says
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| 7/7/2009 | SP | Harris plans to price protected CDs due 2014 linked to S&P 500 index
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| 7/7/2009 | SP | Harris plans five-year contingent annual payout CDs tied to 10 stocks
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| 7/7/2009 | SP | Harris plans six-year contingent annual payout CDs tied to 10 stocks
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| 6/17/2009 | SP | Harris to price CDs linked to S&P 500 with quarterly observation dates
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| 6/17/2009 | SP | Harris to price protected certificates of deposit tied to S&P 500
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| 6/17/2009 | SP | Market Commentary: Harris links multiple observation CDs to S&P; products can ride out uncertainty, adviser says
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| 6/17/2009 | SP | Harris plans contingent annual payout CDs tied to basket of 10 stocks
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| 6/17/2009 | SP | Harris to price CDs linked to S&P 500 with annual observation dates
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| 6/9/2009 | SP | Harris plans to price contingent annual payout CDs linked to 10 stocks
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| 6/9/2009 | SP | Market Commentary: Income-generating CDs a bright spot, distributor says; offers alternative to plain deposits
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| 5/5/2009 | SP | Harris plans contingent annual payout CDs linked to 10 stocks
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| 5/1/2009 | SP | Harris plans principal-protected CDs linked to PowerShares QQQ Trust
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| 4/28/2009 | SP | Harris to price principal-protected CDs linked to S&P 500
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| 4/1/2009 | SP | Harris to price six-year annual income generator CDs linked to stock basket
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| 4/1/2009 | SP | Morgan Stanley to price CDs linked to Dow Industrials for Harris
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| 3/27/2009 | SP | Harris to price principal-protected CDs linked to S&P 500
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| 3/6/2009 | SP | Market Commentary: Harris's cliquet CDs generous, but maximum payout unlikely, analyst says; HSBC notes seen as attractive
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| 3/3/2009 | SP | Harris to price contingent annual payout CDs linked to stock basket
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| 3/3/2009 | SP | Market Commentary: JPMorgan, Harris launch CDs; persistent concerns about banks, low rates help wrapper thrive, adviser says
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| 3/2/2009 | SP | Harris plans principal-protected CDs linked to PowerShares QQQ Trust
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| 2/26/2009 | SP | Harris to price principal-protected CDs linked to S&P 500
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| 2/23/2009 | SP | Harris increases cap for upcoming principal-protected CDs linked to S&P 500
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| 1/8/2009 | SP | Harris plans principal-protected CDs linked to S&P 500
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| 12/2/2008 | SP | Harris plans principal-protected CDs linked to S&P 500
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| 11/6/2008 | SP | Harris to price principal-protected CDs due 2011 linked to S&P 500
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| 11/6/2008 | SP | Harris to price principal-protected CDs due 2013 linked to S&P 500
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| 9/2/2008 | SP | Market Commentary: HSBC, Harris offer CDs linked to CMS spreads; investors appreciate long-term security, distributor says
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| 9/2/2008 | SP | Harris plans callable leveraged curve steepener CDs linked to CMS rates
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| 8/13/2008 | SP | Harris plans callable leveraged curve steepener CDs linked to CMS rates
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| 8/12/2008 | SP | Market Commentary: JPMorgan, Harris launch more CDs; smaller banks entering structured market through CDs, advisor says
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| 8/11/2008 | SP | Harris plans callable leveraged curve steepener CDs tied to CMS rates
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| 8/6/2008 | SP | Market Commentary: Harris, JPMorgan offer structured CDs; safer investments gain traction among investors, advisor says
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| 8/5/2008 | SP | Harris plans callable leveraged curve steepener CDs linked to CMS rates
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| 6/17/2008 | SP | Harris plans range accrual callable CDs linked to six-month Libor
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| 6/2/2008 | SP | Harris plans principal-protected CDs linked to S&P 500
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| 4/4/2008 | SP | Harris plans principal-protected CDs linked to S&P 500
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| 4/26/2007 | SP | Harris to price principal-protected CDs linked to S&P 100 versus Russell 2000
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| 4/26/2007 | SP | Market Commentary: Harris plans outperformance CDs; Ricketts calls CARs 'next generation' of reverse convertibles
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