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Gamco buys 38,100 shares of SWS Group, raising stake to 5.09%
By Lisa Kerner
Charlotte, N.C., April 13 - SWS Group, Inc. investors led by Gamco Asset Management Inc. bought a net 38,100 shares of the company's stock in a series of buy and sell transactions between March 23 and April 6.
The shares were priced from $15.69 to $16.75, according to a schedule 13D filing with the Securities and Exchange Commission.
Between Jan. 29 and March 13, Gamco bought 5,700 shares of the company's stock priced from $10.80 to $14.47 each, a prior SEC filing said.
The investors beneficially own 1,396,100 shares, or 5.09%, of the Dallas securities and banking company.
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