Guggenheim Series 855 registers High Dividend Strategy Portfolio units

By Tali David

Minneapolis, Jan. 17 - Guggenheim Defined Portfolios, Series 855 registered units of its Guggenheim U.S. High Dividend Strategy Portfolio, Series 3 and Guggenheim U.S. SMID High Dividend Strategy Portfolio, Series 3, according to an S-6 amendment filed with the Securities and Exchange Commission.

The depositor is Lisle, Ill.-based Guggenheim Funds Distributors, Inc.

The trusts seek to provide dividend income.

On the U.S. High Dividend Strategy Portfolio's Jan. 17 inception date, $150,609 in contracts to purchase securities comprised the trust. The 15,213 units each have a public offering price of $10 and a net asset value of $9.625 per unit.

On the US SMID High Dividend Strategy Portfolio's Jan. 17 inception date, $150,446 in contracts to purchase securities comprised the trust. The 15,197 units each have a public offering price of $10 and a net asset value of $9.625 per unit.

Each unit carries a maximum sales fee of 2.95%, which is comprised of an initial sales fee of 1%, a deferred sales fee of 1.45% and a creation and development fee of 0.5%. Sales charge reductions of up to 1.5% of the public offering price are available based on the amount of the investment.

The trusts have a mandatory termination date of April 15, 2013.

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