E-mail us: service@prospectnews.com Or call: 212 374 2800
Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products
 
Published on 9/14/2017 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF NOVA SCOTIA

• Autocallable market-linked step-up notes due September 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

BANK OF THE WEST

• 0% market-linked certificates of deposit due Sept. 28, 2022 linked to the performance of the BNP Paribas Multi Asset Diversified 5 index; via BNP Paribas Securities Corp.; pricing Sept. 22; Cusip 06426XTM2

• 0% market-linked certificates of deposit due Sept. 29, 2022 linked to the performance of the Euro Stoxx 50 index; via BNP Paribas Securities Corp.; pricing Sept. 22; Cusip 06426XTQ3

• 0% market-linked certificates of deposit due Sept. 30, 2024 linked to the performance of the Euro Stoxx 50 index; via BNP Paribas Securities Corp.; pricing Sept. 22; Cusip 06426XTP5

• 0% market-linked certificates of deposit due Sept. 30, 2024 linked to a basket of three global indexes; via BNP Paribas Securities Corp.; pricing Sept. 25; Cusip 06426XTK6

• Contingent variable-income market-linked certificates of deposit with a minimum annual interest payment due Sept. 30, 2024 linked to a basket of 10 common stocks; via BNP Paribas Securities Corp.; pricing Sept. 25; Cusip 06426XTN0

• 0% market-linked certificates of deposit due Sept. 28, 2022 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Sept. 25; Cusip 06426XTL4

BARCLAYS BANK PLC

• 0% buffered Performance Leveraged Upside Securities due April 3, 2020 linked to the Euro Stoxx 50 index; via Barclays; pricing Sept. 15; Cusip: 06746L182

• Contingent income callable securities due Sept. 19, 2024 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Barclays and Morgan Stanley Wealth Management; pricing Sept. 15; Cusip: 06744C4D0

• Trigger autocallable contingent yield notes due Sept. 21, 2020 linked to the lesser performing of the Russell 2000 index and the MSCI EAFE index; 70% trigger; via UBS Financial Services Inc. and Barclays; pricing Sept. 15; Cusip: 06746M701

• Trigger callable contingent yield notes with daily coupon observation due Sept. 21, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Sept. 15; Cusip: 06746M776

• Contingent income callable securities due Sept. 20, 2027 linked to the S&P 500 index; via Barclays; pricing Sept. 15; Cusip: 06744C3L3

• Contingent income callable securities due Sept. 20, 2027 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Barclays; pricing Sept. 15; Cusip: 06744C3K5

• 8% airbag autocallable yield notes due Sept. 24, 2018 linked to the common stock of Qualcomm Inc.; via UBS Financial Services Inc. and Barclays; pricing Sept. 18; Cusip: 06746M883

• Callable contingent coupon notes due Sept. 29, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Sept. 26; Cusip: 06744C4E8

• 0% Performance Leveraged Upside Securities due Nov. 1, 2018 linked to the Financial Select Sector SPDR Fund; via Barclays with Morgan Stanley Wealth Management; pricing Sept. 29; Cusip: 06746M800

• 0% market-linked step-up notes due September 2020 linked to the Dow Jones Industrial Average; via BofA Merrill Lynch; pricing September

• 0% autocallable market-linked step-up notes due September 2022 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September

BMO HARRIS BANK NA

• Annual digital yield generator with minimum interest rate certificates of deposit due Sept. 29, 2023 linked to the stocks of Altria Group, Inc., Bristol-Myers Squibb Co., CenturyLink Inc., Costco Wholesale Corp., L Brands, Inc., Mattel, Inc., Qualcomm Inc., Seagate Technology plc, Southern Co. and Williams Partners LP; via BMO Capital Markets Corp. and Incapital LLC; pricing Sept. 26; Cusip: 05581WRK3

BNP PARIBAS

• Conditional coupon notes due Sept. 30, 2024 linked to the performance of the BNP Paribas Multi Asset Diversified 5 index; via BNP Paribas Securities Corp.; pricing Sept. 25; Cusip 05583R3R3

• 0% barrier notes due Sept. 30, 2019 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Sept. 26; Cusip 05583R3T9

• Autocallable contingent income notes due Sept. 29, 2020 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Sept. 26; Cusip 05583R3U6

• 0% leveraged notes due Sept. 29, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Sept. 26; Cusip 05583R3W2

• 0% buffered return enhanced notes due Sept. 29, 2022 linked to a basket made up of the S&P 500 index with a 50% weight, the iShares MSCI EAFE exchange-traded fund with a 40% weight and the iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via BNP Paribas Securities Corp.; pricing Sept. 26; Cusip 05583R3V4

BOFA FINANCE LLC

• Accelerated Return Notes due November 2018 linked to Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co.; vua BofA Merrill Lynch; pricing in September

• Market-linked step-up notes due September 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

• Step-up callable notes due Sept. 27, 2027; via BofA Merrill Lynch; Cusip: 06048WUV0

CANADIAN IMPERIAL BANK OF COMMERCE

• 0% digital buffered notes due March 29, 2021 linked to the Russell 2000 index; via CIBC World Markets; pricing Sept. 26; Cusip: 13605WFN6

• 0% capped Leveraged Index Return Notes due September 2019 tied to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Fixed-to-floating notes due Sept. 21, 2027 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing Sept. 18; Cusip: 17324CMJ2

• Callable step-up coupon notes due Sept. 22, 2037; via Citigroup Global Markets Inc.; pricing Sept. 20; Cusip: 17290JEJ6

• 0% buffer securities due Sept. 29, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17324CM78

• 0% enhanced barrier digital plus securities due Sept. 29, 2022 linked to the SPDR Dow Jones industrial average ETF trust; via Citigroup Global Markets Inc.; pricing Sept. 25; Cusip: 17324XDB3

• 0% enhanced buffered digital securities due Sept. 30, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17324CM52

• 0% enhanced buffered digital securities due Oct. 1, 2020 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17324CM45

• 0% buffered index-linked notes linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; Cusip 17324CL38

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable reverse convertible securities due Dec. 20, 2018 linked to Facebook, Inc. stock; via Credit Suisse Securities (USA) LLC; pricing Sept. 15; Cusip: 22549JKK5

• Autocallable securities due Sept. 21, 2020 linked to the lowest performing of the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 15; Cusip: 22550BHL0

• Trigger autocallable contingent yield notes due Sept. 21, 2027 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 57% to 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 15; Cusip: 22549D202

• Callable contingent income securities due June 18, 2020 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 15; Cusip: 22550BHP1

• 12% autocallable reverse convertible securities due Sept. 20, 2018 linked to Wayfair Inc., Lumber Liquidators Holdings, Inc. and U.S. Concrete, Inc.; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 18; Cusip: 22549JKJ8

• 0% digital barrier notes due March 29, 2019 linked to the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Sept. 22; Cusip: 22550BG80

• Contingent coupon callable yield notes due Sept. 29, 2020 linked to the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 22; Cusip: 22550BG23

• 0% digital barrier notes due Sept. 29, 2023 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 22; Cusip: 22550BG31

• 0% Buffered Accelerated Return Equity Securities due Sept. 29, 2022 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22550BH55

• 0% Buffered Accelerated Return Equity Securities due Oct. 1, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22550BGU1

• 0% absolute return digital barrier securities due Sept. 29, 2022 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22550BH22

• 0% digital plus barrier notes due Sept. 29, 2023 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 27; Cusip: 22550BHN6

• 0% absolute return barrier securities due Oct. 4, 2021 linked to the Dow Jones industrial average and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 29; Cusip: 22550BGL1

• Contingent coupon callable yield notes due Oct. 4, 2022 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 29; Cusip: 22550BGP2

• 0% absolute return digital barrier securities due Oct. 4, 2022 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 29; Cusip: 22550BGN7

DEUTSCHE BANK AG, LONDON BRANCH

• 0% knock-out notes due March 20, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 25155MDT5

• 0% Accelerated Return Notes due September 2018 linked to Facebook, Inc. stock; via BofA Merrill Lynch; pricing in September

GOLDMAN SACHS BANK USA

• 0% certificates of deposit due Oct. 1, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Sept. 26; Cusip: 38148DZ31

• 0% certificates of deposit due Oct. 1, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Sept. 26; Cusip: 38148DZ49

GOLDMAN SACHS GROUP, INC.

• Callable step-up fixed-rate notes due September 2022; via Goldman, Sachs & Co. and Incapital LLC; pricing in September; Cusip: 38150A4J1

GS FINANCE CORP.

• 0% jump securities with autocallable feature due Sept. 20, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 15; Cusip: 36253M661

• 0% autocallable notes due Sept. 20, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 15; Cusip: 40054LT87

• 0% buffered Performance Leveraged Upside Securities due April 3, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 15; Cusip: 36253M653

• Callable buffered monthly range accrual notes due Sept. 22, 2023 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 19; Cusip: 40054LT46

• Callable contingent coupon notes due Sept. 22, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 19; Cusip: 40054LSY

• Callable contingent coupon notes due Sept. 25, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 20; Cusip: 40054LTH7

• Contingent coupon notes due Sept. 29, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 22; Cusip: 40054LQG2

• Contingent coupon notes due Sept. 29, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 22; Cusip: 40054LQH0

• Callable contingent coupon notes due Sept. 29, 2021 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 22; Cusip: 40054LQC1

• Callable contingent coupon notes due Sept. 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 22; Cusip: 40054LQD9

• 0% digital notes due Sept. 29, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 22; Cusip: 40054LQE7

• 0% digital notes due Sept. 29, 2023 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 22; Cusip: 40054LQF4

• Autocallable contingent coupon notes due June 28, 2019 linked to the least performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Sept. 25; Cusip: 40054LRF3

• 0% autocallable notes due Oct. 11, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Sept. 25; Cusip: 40054LRL0

• Leveraged buffered digital notes due Sept. 30, 2023 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Sept. 25; Cusip: 40054LRK2

• 0% market-linked notes due March 31, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 36253M778

• 0% capped trigger gears due Sept. 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 36253M729

• 0% trigger gears due Sept. 30, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 27; Cusip: 36253M760

• Callable monthly range accrual notes due Sept. 29, 2027 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 27; Cusip: 40054LRC0

• Callable CMS spread and index-linked range accrual notes due Sept. 29, 2032 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Sept. 27; Cusip: 40054LSQ8

• 36- to 39-month 0% autocallable buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged buffered notes liked to the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via Goldman Sachs & Co.

• 36- to 39-month 0% autocallable buffered notes linked to a basket of the 25 stocks included in the Euro Stoxx Banks index; via Goldman Sachs & Co.

HSBC BANK USA, NA

• Income Plus certificates of deposit due Sept. 28, 2022 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPA9

• Income Plus certificates of deposit due Sept. 28, 2022 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPB7

• Income Plus certificates of deposit due Sept. 28, 2022 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPC5

• Income Plus certificates of deposit due Sept. 28, 2022 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPD3

• Income Plus certificates of deposit due Sept. 30, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPE1

• Income Plus certificates of deposit due Sept. 30, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPF8

• Income Plus certificates of deposit due Sept. 30, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPG6

• Income Plus certificates of deposit due Sept. 30, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPH4

• Autocallable target income certificates of deposit due Sept. 30, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPS0

• 0% autocallable certificates of deposit due Sept. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPR2

• 0% growth opportunity certificates of deposit due March 28, 2022 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPT8

• 0% growth opportunity certificates of deposit due Sept. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPN1

• Income stream certificates of deposit due Sept. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPP6

• 0% accumulated return certificates of deposit due Sept. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Sept. 25; Cusip: 40434YPL5

HSBC USA INC.

• Contingent income autocallable securities due Sept. 18, 2020 linked to Amazon.com, Inc. shares; via HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40435G329

• Contingent income autocallable securities due Sept. 18, 2020 linked to Applied Materials, Inc. shares; via HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40435G311

• 0% buffered accelerated market participation securities due Sept. 20, 2019 linked to the iShares MSCI EAFE Index exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40435FGC5

• Trigger autocallable contingent yield notes due Sept. 21, 2020 linked to the lesser performing of the Russell 2000 index and the FTSE 100 index; 70% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40435G261

• Trigger callable contingent yield notes due Sept. 21, 2020 with daily coupon observation linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40435G220

• 0% Performance Leveraged Upside Securities due Jan. 3, 2019 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40435G410

• 0% leveraged buffered uncapped market participation securities due Sept. 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40435FER4

• 0% leveraged buffered uncapped market participation securities due Sept. 29, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40435FEQ6

• 0% leveraged buffered uncapped market participation securities due Sept. 29, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40435FEP8

• 0% leveraged buffered uncapped market participation securities due Sept. 29, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40435FEN3

• Callable notes with contingent return due Sept. 29, 2020 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40435FEU7

• Callable notes with contingent return due Sept. 29, 2020 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40435FEV5

• 0% buffered Accelerated Market Participation Securities due March 30, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40435FFN2

• 0% buffered Accelerated Market Participation Securities due March 30, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40435FFM4

• 0% buffered Accelerated Market Participation Securities due March 30, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40435FFL6

• 0% market-linked securities with upside participation and contingent downside due Oct. 3, 2022 linked to the Dow Jones industrial average; 65% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 28; Cusip: 40435FFY8

• 0% buffered Accelerated Market Participation Securities due Oct. 4, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 29; Cusip: 40435FFJ1

• 0% buffered Accelerated Market Participation Securities due Oct. 4, 2019 linked to the iShares MSCI EAFE ETF; via HSBC Securities (USA) Inc.; pricing Sept. 29; Cusip: 40435FFK8

• 0% buffered Accelerated Market Participation Securities due Oct. 4, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 29; Cusip: 40435FFH5

• 0% buffered Accelerated Market Participation Securities due Oct. 4, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 29; Cusip: 40435FFG7

• Autocallable market-linked step-up notes due September 2022 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

• Autocallable market-linked step-up notes due September 2022 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due Sept. 20, 2018 linked to Alibaba Group Holding Ltd. American Depositary Shares; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 46647M6A6

• Autocallable contingent interest notes due Sept. 20, 2021 linked to the least performing of the American Depositary Shares of Alibaba Group Holding Ltd., the class A common stock of Facebook, Inc. and the common stock of Tesla, Inc.; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 46647M5T6

• Contingent income autocallable securities due Sept. 18, 2020 linked to MetLife, Inc. common shares; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 48129J590

• Trigger callable contingent yield notes with daily coupon observation and six-month initial non-call period due March 20, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 48129J541

• Contingent income autocallable securities due Sept. 18, 2020 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 46647MX65

• Autocallable contingent interest notes due Dec. 26, 2018 linked to Bank of America Corp. common shares; via J.P. Morgan Securities LLC; pricing Sept. 20; Cusip: 46647M6L2

• Capped contingent buffered equity notes due Sept. 25, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 22; Cusip: 46647MW66

• Capped buffered equity notes due Sept. 25, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 22; Cusip: 46647MW74

• Callable range accrual notes due Sept. 29, 2032 linked to the 30-year U.S. dollar ICE swap rate, the two-year U.S. dollar ICE swap rate, the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MNF6

• 0% uncapped buffered return enhanced notes due Sept. 30, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MV67

• Contingent interest notes due Sept. 30, 2021 tied to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M5W9

• 0% autocallable notes due Oct. 1, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M5K5

• 0% autocallable notes due Oct. 1, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M5K5

• Autocallable contingent interest notes due Sept. 30, 2027 tied to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M4A8

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2021 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MZ89

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2021 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MZ71

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2022 tied to the Russell 2000 index and the S&P 500 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M3J0

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2022 tied to the Russell 2000 index and the S&P 500 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MZ97

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2021 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MZ71

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2022 tied to the Russell 2000 index and the S&P 500 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647MZ97

• 0% contingent buffered return enhanced notes due Sept. 30, 2022 tied to the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M3L5

• 0% contingent buffered return enhanced notes due Sept. 30, 2024 tied to the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M3P6

• 0% uncapped buffered return enhanced notes due Sept. 29, 2022 tied to the Russell 2000 index and the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 46647M4H3

• Capped buffered return enhanced notes due Oct. 3, 2019 tied to the iShares Edge MSCI Min Vol USA exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M5L3

• Capped buffered return enhanced notes due Oct. 3, 2019 tied to the iShares Edge MSCI USA Momentum Factor exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M5M1

• Capped buffered return enhanced notes due Oct. 3, 2019 tied to the iShares Russell 2000 Value exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M5P4

• Capped buffered return enhanced notes due Oct. 3, 2019 tied to the PowerShares S&P 500 Quality Portfolio; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M5N9

• 0% digital notes due Oct. 31, 2018 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M3S0

• Autocallable contingent interest notes due Jan. 4, 2019 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M4K6

• Autocallable contingent interest notes due Jan. 4, 2019 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M4J9

• 0% contingent buffered return enhanced notes due Sept. 30, 2022 tied to the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M3K7

• 0% contingent buffered return enhanced notes due Sept. 30, 2021 tied to the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647M3M3

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2020 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647MZ30

• 0% dual directional contingent buffered return enhanced notes due Sept. 30, 2020 tied to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 46647MZ48

MORGAN STANLEY FINANCE LLC

• Contingent income autocallable securities due Sept. 18, 2020 linked to Bank of America Corp. common stock; via Morgan Stanley & Co. LLC; pricing Sept. 15; Cusip: 61768CQE0

• 0% dual directional trigger Performance Leveraged Upside Securities due Oct. 5, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 15; Cusip: 61766X855

• 0% Performance Leveraged Upside Securities due Jan. 3, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 15; Cusip: 61766X780

• 0% trigger Performance Leveraged Upside Securities due Oct. 5, 2020 linked to the Topix index; via Morgan Stanley & Co. LLC; pricing Sept. 15; Cusip: 61766X798

• 0% market-linked notes due March 31, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 61768CQT7

ROYAL BANK OF CANADA

• Autocallable contingent interest notes due Sept. 20, 2018 linked to Alibaba Group Holding Ltd. American Depositary Shares; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 46647M6A6

• 0% barrier booster notes due Oct. 2, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Sept. 27; Cusip: 78012K6H5

• 0% capped Leveraged Index Return Notes due September 2019 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in September

AB SVENSK EXPORTKREDIT

• 14-month 0% Accelerated Return Notes due November 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

WELLS FARGO & CO.

• Capped fixed-to-floating notes due Sept. 20, 2027; via Wells Fargo Securities, LLC; pricing Sept. 15; Cusip: 95000N3A5

• Fixed-to-floating notes due Sept. 20, 2027 linked to the 10-year Constant Maturity Swap rate; via Wells Fargo Securities, LLC; pricing Sept. 15; Cusip: 95000N2Z1

• Market-linked securities due Oct. 4, 2021 – autocallable with contingent coupon and contingent downside linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 70% trigger; via Wells Fargo Securities LLC; pricing Sept. 28; Cusip: 95000E2X6


© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.