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Security type: BK = Bank loan, CA = Canadian bonds, CL = CLOs, CV = Convertibles, DD = Distressed Debt, EM = Emerging Markets, GN = Green finance, HY = High Yield, IG = Investment Grade, LM = Liability Management, MU = Municipals, PP = PIPEs, PF = Preferred Stock, PV = Private Placements, SP = Structured Products


Race Point IX CLO, Ltd. CL

Race Point V CLO, Ltd./Race Point V CLO Corp. CL

Race Point VI CLO, Ltd. CL

Race Point VIII CLO Ltd./Race Point VIII CLO Corp. CL

Race Point X CLO, Ltd. CL

Recette CLO, Ltd./Recette CLO, LLC CL

Regatta II Funding LP/Regatta II Funding LLC CL

Regatta III Funding LP/Regatta III Funding LLC CL

Regatta IV Funding Ltd./Regatta IV Funding LLC CL

Regatta V Funding Ltd./Regatta V Funding LLC CL

Regatta VI Funding Ltd./Regatta VI Funding LLC CL

Regatta VII Funding Ltd./Regatta VII Funding LLC CL

Resource Capital Corp. 2014-CRE2, Ltd./Resource Capital Corp. 2014-CRE2, LLC CL

Resource Capital Corp. 2015-CRE4, Ltd. CL

Richmond Park CLO Ltd. CL

Riserva CLO Ltd. CL

Rockford Tower CLO 2017-1, Ltd./Rockford Tower CLO 2017-1, LLC CL

Rye Harbour CLO Ltd. CL

Sagres STC SA/Pelican SME No. 2 CL

Salem Fields CLO II CL



Salus CLO 2012-1, Ltd./Salus CLO 2012-1, LLC CL

Sankaty Advisors LLC CL

Saranac CLO II Ltd./Saranac CLO II LLC CL

Saranac CLO III Ltd./Saranac CLO III LLC CL

Saratoga Investment Corp. CLO 2013-1 Ltd. CL

Saratoga Investment Corp. CLO 2013-1, Ltd./ Saratoga Investment Corp. CLO 2013-1, Inc. CL

Seneca Park CLO Ltd./Seneca Park CLO LLC CL

Seneca Park CLO, Ltd./Seneca Park CLO, LLC CL

Seven Sticks 2016-1 CLO Ltd. CL

Shackleton 2013-III CLO Ltd./ Shackleton 2013-III CLO LLC CL

Shackleton 2013-IV CLO Ltd./ Shackleton 2013-IV CLO LLC CL

Shackleton 2013-IV CLO Ltd./Shackleton 2013-IV CLO LLC CL

Shackleton 2014-V CLO Ltd/Shackleton 2014-V CLO LLC CL

Shackleton 2014-VI CLO Ltd./Shackleton 2014-VI CLO LLC CL

Shackleton 2015-VII CLO, Ltd./Shackleton 2015-VII CLO, LLC CL

Shackleton 2015-VIII CLO, Ltd./Shackleton 2015-VIII CLO, LLC CL

Shackleton 2016-IX CLO, Ltd. CL

Shackleton I CLO Ltd./Shackleton I CLO Corp. CL

Shackleton II CLO, Ltd./Shackleton II CLO Corp. CL

Sheridan Square CLO Ltd./Sheridan Square CLO LLC CL



Siena PMI 2015 Srl CL

Silver Creek CLO, Ltd./Silver Creek CLO, LLC CL

Silver Spring CLO Ltd./Silver Spring CLO LLC CL

Silvermore CLO Ltd./Silvermore CLO LLC CL

Sinepia DAC CL

Sorrento Park CLO Ltd. CL

Sound Harbor Loan Fund 2014-1 CL

Sound Harbor Loan Fund 2014-1 Ltd. CL

Sound Point CLO II Ltd./Sound Point CLO II LLC CL

Sound Point CLO II, Ltd. CL

Sound Point CLO III, Ltd. CL

Sound Point CLO III, Ltd./Sound Point CLO III Inc. CL

Sound Point CLO IV, Ltd. CL

Sound Point CLO IX, Ltd./Sound Point CLO IX Inc. CL

Sound Point CLO V, Ltd./Sound Point CLO V Inc. CL

Sound Point CLO VI, Ltd./Sound Point CLO VI Inc. CL

Sound Point CLO VIII, Ltd./Sound Point CLO VIII Inc. CL

Sound Point CLO X, Ltd./Sound Point CLO X Inc. CL

Sound Point CLO XI, Ltd./Sound Point CLO XI Inc. CL

Sound Point CLO XII, Ltd./Sound Point CLO XII Inc. CL



Sound Point CLO XIV, Ltd./Sound Point CLO XIV Inc. CL

Sound Point CLO XV, Ltd. CL

St Paul's CLO VI D.A.C. CL

St. Paul's CLO II DAC CL

St. Paul's CLO II Ltd. CL

St. Paul's CLO III Ltd. CL

St. Paul's CLO IV Ltd. CL

St. Paul's CLO V Ltd. CL

St. Paul's CLO VII DAC CL

Staniford Street CLO Ltd./Staniford Street CLO LLC CL

Start X CLO Ltd. CL

Steele Creek 2016-1 CLO Ltd. CL

Steele Creek CLO 2014-1 Ltd./Steele Creek CLO 2014-1, LLC CL

Steele Creek CLO 2015-1 Ltd./Steele Creek CLO 2015-1, LLC CL

Stewart Park CLO Ltd./Stewart Park CLO LLC CL

Sudbury Mill CLO Ltd./Sudbury Mill CLO LLC CL

Symphony CLO Ltd. CL

Symphony CLO XII, Ltd./Symphony CLO XII LLC CL

Symphony CLO XIV, Ltd./Symphony CLO XIV LLC CL

Symphony CLO XV, Ltd. CL



Symphony CLO XV, Ltd./Symphony CLO XV LLC CL

Symphony CLO XVII Ltd./Symphony CLO XVII LLC CL

Symphony CLO XVIII, Ltd. CL

Symphony Credit Opportunities Fund CLO 2 Ltd. CL